ICMCTF2010 Session B5-2: Properties and Characterization of Hard Coatings and Surfaces

Thursday, April 29, 2010 1:30 PM in Room Town & Country

Thursday Afternoon

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1:30 PM B5-2-1 Transition Metal Nitride-Based Complex Coatings: Kinetic and Thermodynamic Effects Resulting to Ternary Films or Nanocomposites
Panos Patsalas (University of Ioannina, Greece); Gregory Abadias (University of Poitiers, France); Gregory Matenoglou, Loukas Koutsokeras (University of Ioannina, Greece)

Nitrides of the group IVb-VIb transition metals have been well known for their unique combination of exceptional mechanical and electrical properties sharing high hardness values and electrical conductivity. Ternary transition metal nitrides (TMN) have lately gained special attention (with TixZr1-xN being the most widely studied) in an effort to improve further these properties. Another pathway in tailoring the structure and properties of TMNs is by alloying with noble metals (Cu, Ag), which do form bonds with the transition metal but not with N. In this case nanocomposite films are produced.

In this work we present a comparative study of a very wide range of ternary transition metal nitrides of the form: TixMe1-xN (Me=Zr,Hf,Nb,Ta,Mo,W) and TaxMe1-xN (Me=Zr,Hf,Nb,Mo,W) over the whole x range (0<x<1) grown by Pulsed Laser Deposition (PLD), Dual-Cathode Confocal Magnetron Sputtering (MS) and Dual Ion Beam Sputtering (DIBS). The density, chemical composition and structure are investigated using X-Ray Diffraction and Reflectivity (XRD/XRR), in-situ Auger Electron Spectroscopy (AES) and Electron Energy Loss Spectroscopy (EELS). We study the stability of the rocksalt structure in all these films using and map the lattice constant determined from XRD and ab-initio calculations. We consider the electron hybridizations and the bond nature of the ternary nitrides based on the ab-initio calculation results. Despite the possible different valence electron configuration of the constituent elements, (e.g. Ta-d3s2 and Ti-d2s2), we show that TMNs are completely soluble to each other due to the hybridization of the d and sp electrons of the metals and N, respectively. Optical absorption bands are manifested due to the N-p→Me-d interband transition and the t2g→eg transition due to splitting of the metals’ d band, proving the partial ionic character of the bonds in TMNs. The texture development mechanisms are considered and a critical comparison of ternary films grown by different techniques is presented. The key thermodynamic and kinetic factors that determine the structure of such films are investigated.

Finally, we consider the growth of Ti-Cu-N nanocomposites by PLD and MS. We investigate the kinetic and energetic effects that determine the microstructure and the atomic configurations in the films; we identify the conditions for forming intermetallic phases within the nanocomposite and study the bonding and coordination number of the atoms at the interfaces.

2:10 PM B5-2-3 Thermal Stability of Arc-Evaporated Nb1-xAlxN Hard Coatings
Robert Franz (Montanuniversität Leoben, Austria); Markus Lechthaler (OC Oerlikon Balzers AG, Germany); Conrad Polzer (Plansee Composite Materials GmbH, Germany); Christian Mitterer (Montanuniversität Leoben, Austria)
Ternary MeAlN hard coatings, especially TiAlN and CrAlN, have been intensively studied during the past 20 years. Due to the incorporation of Al into the face-centered cubic crystal lattice, superior mechanical properties and improved oxidation resistance were obtained. Recently Nb1-xAlxN hard coatings were successfully synthesised by cathodic arc-evaporation and analysed as to their crystal structure, mechanical properties and oxidation resistance. Coatings with the face-centered cubic structure of δ-NbN generally present a higher hardness, whereas the onset temperature for oxidation rises with increasing Al content regardless of changes in crystal structure. However, these coatings are metastable and decomposition occurring at elevated temperatures might limit the applicability or, on the other hand, could be beneficial if hardness enhancing effects take place. The aim of the present work was, therefore, to investigate the thermal stability of Nb1-xAlxN hard coatings and its influence on the mechanical properties. All coatings were deposited in an Oerlikon Balzers arc-evaporation system using powder-metallurgically prepared NbAl targets with different Al to Nb ratios. X-ray diffraction measurements of vacuum annealed samples revealed first changes in the crystal structure of coatings with high Al contents, i.e. with the wurtzite structure of AlN, at 1000°C. The face-centered cubic configuration is stable at temperatures exceeding 1000°C and no significant change in hardness could be observed in nanoindentation measurements with values in the range of 30-32 GPa. The change in crystal structure for the high Al containing coatings is associated with a reduction in hardness from ~25 GPa at room temperature to ~20 GPa at 1000°C.
2:30 PM B5-2-5 Influence of Zr on Structure, Mechanical and Thermal Properties of Ti-Al-N Thin Films
Paul Mayrhofer, Li Chen, David Holec (Montanuniversität Leoben, Austria); Yong Du (Central South University)
Ti-Al-N thin films are widely used for various applications where hard, wear and oxidation resistant materials are needed. To meet the ever growing industrial demand of increased performance, quaternary or multinary Ti-Al-N based thin films are developed. Here, we discuss the structure, mechanical and thermal properties of stoichiometric Ti1-x-zAlxZrzN coatings as a function of the ZrN mole fraction z up to 0.17 and the AlN mole fraction x up to 0.6. These coatings, deposited by unbalanced dc magnetron sputtering exhibit a single phase cubic structure (NaCl-type). This is in agreement to ab intio calculations suggesting a transition from cubic to wurtzite structure Ti1-x-zAlxZrzN at x ~0.62 for a ZrN mole fraction z of ~0.15. With increasing z from 0 to 0.05 to 0.17 while keeping x at ~0.5, the hardness increases from 32.7 to 38.1 GPa and then slightly decreases to 36.7 GPa, and the lattice parameter a increases from 4.18 to 4.22 to 4.24 Å, respectively. The latter are comparable to ab initio obtained a-values of 4.18, 4.21, and 4.21 Å for cubic Ti1-x-zAlxZrzN with x = 0.5 and z = 0, 0.055, and 0.11, respectively. Differential scanning calorimetry and thermo gravimetric analyses in inert and ambient atmosphere indicate an increase in thermal stability of Ti-Al-N coatings by alloying with ZrN. Consequently, also the formation of stable wurtzite AlN during annealing of cubic Ti1-x-zAlxZrzN is shifted to higher temperatures from ~1100 to 1300°C when increasing the ZrN mole fraction z from 0 to 0.17 while keeping x at ~0.5.
2:50 PM B5-2-6 Incorporation Effects of Si in TiCx Thin Films
Olof Tengstrand (Linköping University, Sweden); Nils Nedfors (Uppsala University, Sweden); Axel Flink (Impact Coatings AB, Sweden); Anna Andersson (ABB AB, Corporate Research, Sweden); Hans Högberg, Henrik Ljungkrantz (Impact Coatings AB, Sweden); Ulf Jansson (Uppsala University, Sweden); Per Eklund, Lars Hultman (Linköping University, Sweden)

TiC coatings are technologically important materials given their high hardness and good wear resistance. Addition of Si has been seen as a promising way to further improve the properties of TiCx. For example Ti-Si-C nanocomposites have been demonstrated as suitable coatings in electrical contacts [1-2]. However, to develop multifunctional Ti-Si-C coatings requires increased understanding on how Si is incorporated in the NaCl-structure TiCx phase as well as how Si segregates to form a composite material at low temperatures. In this study we investigate these phenomena by growth of Ti-Si-C thin films using low temperature deposition by dc magnetron sputtering. The effect on microstructure, mechanical and electrical properties was studied by incorporating different quantities of Si in crystalline TiCx thin films. The Ti-Si-C films were deposited onto Al2O3 (0001) and Si (100) substrates kept at 350°C. During the process three elemental targets were used in an Ar discharge with an Ar pressure of 4 mTorr. XRD results show that the growth of pure TiCx onto Al2O3 was epitaxial. By increasing the Si content from 5 to 20 at.%, the structure of the films becomes nanocrystalline. SEM reveals a segregation of Si on the surface. Initial TEM results shows that the epitaxial growth is retained up to approximately 50 nm in films containing 5 at.% Si, while thicker films exhibit nanocolumnar grains.

[1] Eklund,P., Surface Engineering, 2007, 23, 406

[2] Eklund,P., et al. J. Vac Sci Technol B, 2005, 23, 2486

3:10 PM B5-2-7 Texture Effect on the Hardness Enhancement of Nanocomposite Ti-Si-N Thin Films Using Reactive Magnetron Co-sputtering
Chen-Kuei Chung, Shiou-Chi Chang, J.J. Jhu, Tai-Sheng Chen, Bo-Hsiung Wu (National Cheng Kung University, Taiwan)
The nanocomposite Ti-Si-N thin films were prepared by reactive magnetron co-sputtering system. The texture effect on the hardness enhancement of Ti-Si-N films at different N2 flow rates (FN2% = FN2 / (Far+FN2)) of 3-20 % and titanium (Ti) power of 75-200 W were investigated. The thickness, microstructure, morphology, chemical composition and mechanical properties of films were characterized by alpha-stepper profiler, grazing incidence X-ray diffraction (GIXRD), scanning electron microscopy (SEM), energy dispersive spectroscopy (EDS) and nanoindenter, respectively. GIXRD patterns revealed that nanocomposite Ti-Si-N thin films at constant 100 W Ti and 100 W Si have a broad diffraction peak for the quasi-amorphous microstructure with nanocrystalline grains embedded in an amorphous matrix at 3 FN2%, then high crystallization with multiple diffraction peak at 5 FN2%, but the reduced peak intensity at 7 FN2% and even to form amorphization of Ti-Si-N films without peak at high 10-20 FN2%. The hardness of Ti-Si-N films was concerned with crystallization behavior. They are 18.10, 21.52, 20.42, 17.84 and 15.72 Gpa for Ti-Si-N films at 3, 5, 7, 10 and 20 FN2%, respectively. Based on the high-hardness Ti-Si-N at constant 5 FN2%, increasing Ti power from 75 W to 200 W could enhance the hardness from 18.95 Gpa to 31.97 Gpa. GIXRD patterns also show the highest hardness Ti-Si-N film has the strongest diffraction peak intensity. The main diffraction peaks were from crystalline TiN(111), (200) and (220) planes. The preferred orientation in TiN crystallites was along (200) normal with highest intensity. The degree of preferential orientation could be quantitatively represented through a coefficient of texture Thkl, defined as

Thkl = [Im(hkl)/I0(hkl)]/{ 1/n * sum [Im(hkl)/I0(hkl)]1..n}

where Im(hkl) is the measured relative intensity of the reflection from the (hkl) plane, I0(hkl) is that from the same plane in a standard reference sample. In this study, n=3 for (111), (200) and (220) diffraction planes. In case of extremely preferential orientation, Thkl = 3 while that for the random one, Thkl = 1. From calculated results, the hardness over 21GPa had T200 larger than than 1.5. The highest hardness of 31.97 Gpa at Ti 200 W, Si 100 W and 5 FN2% was corresponding to T200 of 1.954. The amount of grains grown along the textured orientations play a significant role on the hardness enhancement of Ti-Si-N films.
3:30 PM B5-2-8 Raman Spectroscopy Investigations of CVD Hard Coatings in the Ti-B-C-N System
Ines Dreiling (University of Tuebingen, Germany); Dirk Stiens (Walter AG, Germany); Thomas Chassé (University of Tuebingen, Germany)

Hard coatings in the Ti-B-C-N system possess very interesting properties for cutting applications. They combine the advantages of TiCN with the potential of improved wear resistance due to increased coating hardness.

A series of TiBxCyNz (x+y+z=1) coatings deposited on cemented carbide by chemical vapor deposition (CVD) has been investigated. The choice of precursors (CH4/CH3CN) and deposition temperature (850-1000°C) influenced the microstructure, crystallinity, microhardness and chemical composition. The B:C:N ratio could easily be changed by varying the gas precursor flow rates in the CVD process.

Laser Raman Spectroscopy was used to study the coatings since it has been shown to be a very sensitive technique regarding composition changes. Even small changes in the B:C:N ratio resulted in systematical shifts of the Raman peaks.

Low-boron containing coatings are known to possess improved thermal stability. Therefore, Raman spectroscopy was further used to investigate the oxidation resistance of Ti-B-C-N coatings in comparison with TiCN. Depending on the annealing temperature, different oxidation products like anatase and rutile could easily be distinguished.

3:50 PM B5-2-9 High Oxidation Resistance and Phase Stability of Cr-Si-O-N Coatings
Lorenzo Castaldi (Empa, Switzerland); Denis Kurapov, Andreas Reiter (OC Oerlikon Balzers AG, Liechtenstein); Valery Shklover (ETH, Switzerland); Patrick Schwaller, Jörg Patscheider (Empa, Switzerland)

Cr-Si-O- N hard coatings 5 micrometer thick, with excellent oxidation resistance, phase and nanocrystalline stability were deposited by reactive arc evaporation on onto cemented carbide substrates . The systematic variation of the O2/N2 flow ratios resulted in a oxygen atomic concentration CO2 = O/(N + O) between 0 and 100 at. %. For CO2 < 80 % the films exhibit a cubic fcc crystallographic structure, while at higher oxygen content the structure of the samples is rhombohedral. The crystallite size of about 20 nm remains approximately constant for the cubic Cr-Si-O-N phase in the 0 – 80 % CO2 range. An enhancement of a (002) preferred orientation is observed for samples with the fcc structure with increasing the oxygen concentration. The progressive decrease of the stress-free lattice parameter of the films with the cubic structure with increasing oxygen content suggests the formation of a Cr0.92Si0.08OxN1-x solid solution. The microstructure of the samples, studied by scanning electron microscopy (SEM), is dense with smooth fracture faces for all samples. The hardness H of the coatings increases with increasing oxygen content up to a value of 27 GPa for CO2 = 44 %. Higher oxygen contents result in a reduced hardness of the coatings. Conversely, the elastic modulus E decreases with increasing CO2. As a consequence, the coatings exhibit a resistance to plastic deformation H3/E2 up to 0.19 for CO2 = 44 %. X-ray powder diffraction (XRD) studies were performed in situ at high temperatures up to 1000°C, in high-vacuum (HV) and in air. In general, the crystallite growth, occurring at elevated temperatures both in HV and in air, is hindered considerably by the presence of oxygen and silicon. The grain growth is hardly observable up to 1000°C. The Cr-Si-O-N coatings with the cubic structure, annealed both in HV and in air, provide an exceptional thermal stability and oxidation resistance, with no evidence of oxidation or the formation of the Cr2N phase up to 1000°C.

4:10 PM B5-2-10 A Spectroscopic Scanning of Magnetron Sputtered FeSiN Thin Films: Variations of the Nanostructure Induced by the Deposition Parameters
Alexandre Mège-Revil, Jean François Pierson, Jean-Philippe Bauer (Ecole des Mines de Nancy, France)

The recent discovery of the metastable γ’’’-FeN phase has opened a new field of investigation for the thin films community. Indeed, this phase crystallizes with the same cfc structure as TiN and CrN. However, the literature also reports the existence of another cubic phase with a ZnS-like structure: γ’’-FeN. Recently, we succeeded in the magnetron sputtering deposition of γ’’’-FeN free from its cubic-centred twin. By introducing silicon, the formation of a nanocomposite structure can be expected.

This study is focused on the evolution of the structure of γ’’’-FeN thin films as a function of the amount of silicon introduced. Within this objective, thin coatings were deposited on glass, mirror-polished silicon and steel substrates by magnetron co-sputtering of distinct iron and silicon targets. The films were then analysed by means of various spectroscopic measurements. A large range of wavelengths was used in order to register information on every aspect of the structure, from infra-red to gamma rays.

FTIR spectroscopy gave information on the linking bonds inside the material, showing proofs of Si-N bondings. Shifting in UV-visible spectra traduced the disturbances in the grains induced by the introduction of silicon. X-ray diffractograms showed only peaks of γ’’’-FeN whatever the Si content. EDS measurements indicated that the silicon content was proportional to the current applied on the Si target and was ranging between 0 and 13 at. %.

Finally, the structure was assessed by Mossbaüer spectroscopy in order to evaluate the chemical environment of iron atoms, and thus the main locations of the Si atoms in the complex FeSiN nanostructure.

4:30 PM B5-2-11 Characteristics of Pulsed DC Reactive Magnetron Sputtered Nanocomposite Cr-Zr-N and Cr-Zr-Si-N Thin Films
Shih-Tien Chang (Tungnan University, Taiwan); Jyh-Wei Lee (Mingchi University of Technology, Taiwan); Chi-Hong Chien, Jun-Ji Chen, Shiang-Shiung Ting (Tungnan University, Taiwan); Li-Chun Chang (Mingchi University of Technology, Taiwan); Chaur-Jeng Wang, Shih-Tein Chang (National Taiwan University of Science and Technology, Taiwan)
The nanocomposite Cr-Zr-N and Cr-Zr-Si-N thin films with various Zr contents have been deposited by a bipolar asymmetric pulsed DC reactive magnetron sputtering system. The Cr-Zr-N and Cr-Zr-Si-N thin films with Zr contents ranging from 1.5 to 15 at.% were achieved. The structures of coatings were characterized by XRD. The surface and cross sectional morphologies of thin films were examined by scanning electron microscopy (SEM) and transmission electron microscopy (TEM), respectively. The surface roughness of thin films was explored by atomic force microscopy (AFM). The hardness, elastic modulus and fracture toughness were evaluated by a nanoindenter and microhardness tester, respectively. The electrochemical test in 3.5 wt.% NaCl aqueous solution was also conducted to evaluate the corrosion performance of each coating. The microstructures of coatings were influenced by the Zr content. In general, the corrosion resistance of coatings was improved by the addition of Si and increased with increasing Zr content.
4:50 PM B5-2-12 Structure and Property of Nanocrystalline ZrNxOy Thin Film: Effect of Oxygen Content and Film Thickness
Kuan-Che, Lan, Jia-Hong Huang, Ge-Ping Yu (National Tsing Hua University, Taiwan)

The main purpose of this research was to investigate the effect of oxygen content and film thickness of zirconium oxynitride (ZrNxOy) on the structure and properties. By introducing the oxygen flow during coating, ZrNxOy thin films shows good mechanical properties, chemical inertness, and have various colors. ZrNxOy thin films were deposited on P-type Si(100) wafer using hollow cathode discharged ion-plating (HCD-IP) by changing O2 flow rate from 0 to 8 sccm and deposition time from 14 to 56 min. Effect of thickness and other composition, structure, and properties of ZrNxOy thin films were characterized. The thickness of ZrNxOy films, measured by scanning electron microscopy, increased with increase of deposition time, and increased with increase of oxygen flow rate. Phase separation of ZrNxOy to ZrN and monoclinic ZrO2 was identified by X-ray diffraction pattern when the oxygen content was higher than 11 at.%. Hardness of ZrNxOy thin films increased with increasing thickness and packing density of film and with crystallinity of ZrN as 0 and 5 sccm O2 flow rate. No significant change of the overall and ZrN residual stress with thin thickness was found while they were decreased with the decrease of oxygen content. The resistivity of ZrNxOy thin films increased with decreasing thickness.

Time Period ThA Sessions | Abstract Timeline | Topic B Sessions | Time Periods | Topics | ICMCTF2010 Schedule