ICMCTF2012 Session B6-2: Coating Design and Architectures

Thursday, April 26, 2012 1:30 PM in Room Royal Palm 1-3

Thursday Afternoon

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1:30 PM B6-2-1 A Knowledge-Based Approach for Optimized Coating Architecture
Rostislav Daniel, Jozef Keckes, Christian Mitterer (Montanuniversität Leoben, Austria)

Physical properties of nanocrystalline thin films are strongly related to their structure. It, in turn, depends on the deposition conditions, which affect atomistic processes acting during film growth. An understanding of the growth-structure-property relations in thin solid films is thus crucial in optimizing their performance. The attempt of this study is to reveal the origin of depth-profile variations in film texture, morphology, stress state and thermal properties based on the evolutionary nature of the film structure due to competitive growth. We will demonstrate how the variation in the stress state and thermal properties is related to the volume fraction of grain boundaries, which typically develops in nanocrystalline films to a different extent depending on the actual growth stage. The role of weakly bonded atoms of the interfacial area will be discussed with respect to the development of intrinsic and thermal stresses, which are related to the efficiency of defect generation by incident particles from the deposition flux, the incorporation of an excess of weakly bonded surface adatoms in grain boundaries, the degree of interaction between adjacent grains during film growth and thermal expansion. Based on these findings, a guideline how to tailor the stress state and stress gradients in nanocrystalline films by their controlled growth will be given. Moreover, a concept for enhancement of mechanical properties and wear resistance by structural design of single and multilayered coatings based on nanoindentation experiments and analytical modeling will be discussed.

2:10 PM B6-2-3 Gradient chemical composition in layered pulsed reactive sputtered coatings for decorative purposes
Albano Cavaleiro, Nuno Parreira (University of Coimbra, Portugal); Tomas Polcar (University of Southampton, UK); Tomas Kubart (Uppsala University, Angstrom Laboratory, Sweden); Mikhail Vasilevskiy (University of Minho, Portugal)

A new design of decorative coatings will be presented. The coatings have a multilayer design consisting of alternating metallic W and W-O layers. The coatings were deposited by magnetron sputtering from a tungsten target and pulsing the oxygen as reactive gas. The controlled injection of the reactive gas can produce a concentration profile gradient from pure tungsten to tungsten trioxide, determining the final apparent colour of the coating. To this gradient layer corresponds a graded refractive index.

A dynamic sputtering model was built to simulate the growth of the coating during the reactive gas pulsing which was validated by direct measurement of the gradient of the oxygen content in the deposited coatings. By depositing monolitic coatings with increasing oxygen coatings it was possible to determine the optical properties for each individual coating and, thus, the gradient of the optical properties in the multilayer film. These results were used for an optical model allowing the optical properties of the deposited tungsten oxide layer to be described, again validated by experimental analysis. This procedure allows the deposition of coatings with the desired colour by using the models to finding the optimal oxygen pulse parameters. In this way, a suitable gradient chemical composition layer will be deposited to which corresponds a specific refractive index gradient which will give rise to a specific colour. This proposed method can be easily applied to almost any metal/metal oxide system.

2:30 PM B6-2-4 Investigation of the nucleation behavior of oxides synthesized by reactive arc evaporation from Al, Cr and Al-Cr targets
Max Döbeli (ETH, Zürich, Switzerland); Jürgen Ramm, Helmut Rudigier (OC Oerlikon Balzers AG, Liechtenstein); Jürgen Thomas (Leibniz-Institut für Festkörper- und Werkstoffforschung, Germany); Beno Widrig (OC Oerlikon Balzers AG, Liechtenstein)
Binary and ternary oxide coatings can be synthesized by reactive arc evaporation. The nucleation and formation of the oxides proceed under non thermal equilibrium conditions. More detailed investigations are necessary to understand the first steps in oxide synthesis which are especially important for the coating adhesion at high temperatures and most probably also for the formation of a temperature stable crystal structure. Cemented carbide substrates were pre-treated by metal ion etching or deposition, respectively. Targets of aluminum, chromium and composite Al-Cr targets with a composition of Al(70at.%)/Cr(30at.%) were utilized to produce pure metallic vapour, i.e. without admixtures of reactive or inert gases. The substrate bias was varied between 50 V and 800 V and the composition and depth profiles of the condensed metal vapour and mixing with the substrate surface atoms were measured by ion beam analysis (RBS, ERDA). TRIDYN simulations are utilized to compare the effect of the surface bombardment with Cr and Al metal ions with the simultaneous Al-Cr ion bombardment obtained from the composite target. Oxide growth was initiated on a metal layer thickness of 20 nm and compared with the oxides synthesized at substrate surfaces for which no layer growth occurs (controlled by the substrate bias). The crystal structure of the layers was investigated by electron beam diffraction in cross sectional TEM. The different behavior in the nucleation process is discussed with respect to target material and oxidation kinetics.
2:50 PM B6-2-5 Phase stability of TiAlNO
Moritz to Baben, Jochen M. Schneider (Materials Chemistry, RWTH Aachen university, Germany)

Sarakinos et al. has recently highlighted the importance of defects for the phase formation in high power pulsed sputtered HfNO thin films.[1]

Using ab initio calculations, the role of defects in TiAlN as well as oxygen incorporation in TiAlN were studied. Vacancies, substitutions, interstitials and combinations thereof in different configurations have been investigated in terms of crystal energies, enthalpies of formation and bulk moduli.

The energy of mixing of TiAlN and hypothetical isostructural TiAlO is negative which may imply the possibility to form TiAlNO in NaCl structure. The influence on enthalpy of formation of metal vacancies is calculated as well as on enthalpy of formation of interstitial oxygen. It is shown that oxygen on the nitrogen sublattice leads to spontaneous incorporation of interstitial oxygen. Possible reasons are discussed.

Thin films of TiAlNO are prepared using high power pulsed magnetron sputtering of a TiAl target in mixed nitrogen and oxygen atmosphere. It is shown that a high oxygen flux leads to the formation of amorphous films. The influence of temperature on structure, and elastic propertiesis determined. Furthermore, thermal stability and thermogravimetric data are presented.

[1] K. Sarakinos, D. Music, S. Mráz, M. to Baben, K. Jiang, F. Nahif, A. Braun, C. Zilkens, S. Konstantinidis, F. Renaux, D. Cossement, F. Munnik, and J.M. Schneider: On the phase formation of sputtered hafnium oxide and oxynitride films, [http://jap.aip.org/japiau] 108 (1) (2010) 014909-1.

3:30 PM B6-2-7 On the formation of cubic and corundum structured (Al,Cr)2O3 coatings synthesized by cathodic arc evaporation
Hossein Najafi, Ayat Karimi (EPFL, Switzerland); Pascal Dessarzin, Marcus Morstein (Platit AG, Switzerland)

In previous ICMCTFs, we have presented the formation and structure-property relation in Al-Cr-O-N oxynitride system. In this paper we report on the latest results on this system which correspond to the growth of fcc-(Al,Cr)2O3 at early stage of deposition which gives rise to the corundum structure a-(Al,Cr)2O3 subsequently. This transition has a significant effect on film properties. Although the formation of a-(Al,Cr)2O3 is frequently observed under our deposition conditions, the occurrence of fcc-(Al,Cr)2O3 is rather unexpected. First a cubic interlayer which was used for adhesion of coating was suspected for epitaxial growth of fcc-(Al,Cr)2O3. To remove this effect an interlayer with hexagonal structure was applied instead of cubic one and same growth behaviour was observed. XPS studies and simulation of XRD diffractions showed that the formation of fcc-(Al,Cr)2O3 with the (200) preferred orientation can be originated from the presence of a metastable CrO films with a B1 structure. The replacement of Cr2+ by Al3+ results in the development of vacancies in the Cr positions that leads to the stabilization of fcc-(Al,Cr)2O3. However, as the thickness of coating increases, the occupation of the antibonding orbitals leads to a loss of structural stability and, thus, the system will transform into the thermodynamically stable a-(Al,Cr)2O3. In this paper the formation mechanism of the fcc and corundum (Al,Cr)2O3 will be discussed with respect to structural properties.

3:50 PM B6-2-8 Parametric Study on the Effect of Reactive Nitrogen on the Growth, Morphology and Optical Constants of ZrOxNy Thin Films
C.V. Ramana, Manuel Hernandez (University of Texas at El Paso, US); Angela Campbell (Air Force Research Laboratory, US)
Zirconium-based oxides and nitrides, which exhibit quite interesting and diverse structures, properties and phenomena, have potential for a wide range of scientific and technological applications. The outstanding chemical stability, electrical and mechanical properties, high dielectric constant, and wide band gap of Zr-oxide makes it suitable for several industrial applications in the field of electronics, magneto-electronics, structural ceramics, and optoelectronics. In this work, ZrOxNy thin films were deposited on silicon (100) and quartz substrates employing RF magnetron sputtering technique under variable reactive nitrogen pressure. Parametric and characterization study was performed on the grown carried out on ZrOxNy thin films employing X-ray photoelectron spectroscopy (XPS), grazing incidence X-ray diffraction (GIXRD), scanning electron microscopy (SEM), atomic force microscopy (AFM), and ex-situ spectroscopic ellipsometry (SE). The effect of reactive nitrogen during deposition on the structure and optical properties is evaluated. In SE, ZrOxNy thin films were modeled as an isotropic and homogeneous layer and the optical constants (refractive index, n, and extinction coefficient, k) were derived. Thickness values determined from SE analysis were in the range ~5-40 nm. The results indicate that the crystal structure, surface morphology, and the optical constants are sensitive to the reactive nitrogen environment. The entire spectrum of results obtained by the various methods of characterization aforementioned and correlation will be presented and discussed.
4:10 PM B6-2-9 Stage-gate approach for the development of corrosion and erosion resistant PVD multilayer coatings
Joerg Ellermeier, Udo Depner, Torsten Troßmann, Matthias Oechsner (Zentrum für Konstruktionswerkstoffe - TU Darmstadt, Germany); Kirsten Bobzin, Nazlim Bagcivan, Sebastian Theiss, Raphael Weiß (Surface Engineering Institute - RWTH Aachen University, Germany)

Many components need a protection against superimposed corrosion and wear (abrasion, erosion) loading, e.q. in off-shore applications. The goal of the research has been to develop PVD multilayer coating by systematically altering the layer architecture in order to protect components against corrosive environments and erosive loadings. The development of the PVD multilayer coatings was staged in four phases. These are investigations of corrosion-, wear-, combined erosion corrosion-resistance and verification of the development, for example by field testing.

This paper deals with first phase of the development, i.e. the investigation of the corrosion resistance of the PVD multilayer coating. Polarisation tests have been identified to be an adequate tool to investigate the different multilayer architectures.

The investigated coatings were applied on a plasma nitrided mild steel and consist of a CrN/CrCN interlayer, different numbers of graded (g) CrCg/aC layers and an a-C:H top layer. The investigations were focused on the necessary number of CrCg/aC layers and the thickness of the a-C:H top layer to achieve excellent corrosion protection. In addition to the influence of the architecture various substrate pre-treatments like substrate nitriding and polishing have been investigated regarding their potential to improve the corrosion resistance as well.

As a result of the PVD multilayer development no corrosion could be detected when immersing in artificial seawater after more than 500 hours.

The results of the polarization tests were assisted by metallographic and SEM investigations and GD-OES analyses.
4:30 PM B6-2-10 Biomimetics in thin film design – Enhanced properties by multilayer coatings and nanostructured surfaces
Juergen M. Lackner, Wolfgang Waldhauser (Joanneum Research Forschungsges.m.b.H., Institute of Surface Technologies and Photonics, Functional Surfaces, Austria); Lukasz Major (Polish Academy of Sciences, Institute for Metallurgy and Materials Science, Poland); Christian Teichert (Montanuniversität Leoben, Austria); Paul Hartmann (Joanneum Research Forschungsges.m.b.H., Institute of Surface Technologies and Photonics, Functional Surfaces, Austria)
Biological materials are highly organized from the molecular to the nanoscale, microscale and macroscale in a hierarchical manner. Material and surface properties result from a complex interplay between the surface structure and the morphology, being optimized by evolution for multifunctionality in their natural habitat. Understanding these functions and mimicking them in biologically inspired design using nanotechnology offers a wide variety for smart materials. Elastic instability based wrinkling of thin films on soft polymer substrates as well as hard-soft phase multilayer coatings are two examples for biomimetic design by our PVD techniques, based on plant leave ridges, cell membrane blebs or mollusc shells, respectively. Tribological behaviour is drastically enhanced by the application of Ti, TiN, Cr, CrN, and diamond-like carbon based nanoscaled multilayer structures on soft substrate materials (austenitic steel, fibre reinforced polymers), deposited by magnetron sputtering and pulsed laser deposition techniques. These enhancements are shown to be based on plastic deformation in nanostructures down to a few nanometers thick metal layers improving the compound toughness. Fractal (nano-)wrinkles originating from intrinsic compressive film growth stresses enhance surface wetting and friction behaviour of Ti, TiN and diamond-like carbon coated polyurethane polymer surfaces.
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