ICMCTF2015 Session B2-2: CVD Coatings and Technologies

Monday, April 20, 2015 1:30 PM in Room Golden West

Monday Afternoon

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1:30 PM B2-2-1 The Initial Stages of sp2-BN Thin Film Growth by Chemical Vapor Deposition
Mikhail Chubarov, Henrik Pedersen (Linköping University, IFM, Sweden); Zsolt Czigány (Hungarian Academy of Sciences, Hungary); Magnus Garbrecht, Hans Högberg, Anne Henry (Linköping University, IFM, Sweden)

B and N atoms are closest neighbors to C in the periodic table which means that BN is isoelectronic to C and exhibits many properties similar to carbon. The atomic orbitals in BN can be sp2 or sp3 hybridized and in the sp2-BN BN can form hexagonal (h-BN) or rhombohedral (r-BN) forms, with structural similarities to graphite. sp2-BN attracts significant interest due the combination of properties such as wide bandgap (~ 6 eV), possibility both p- and n-type doping, chemical and thermal stability, low refractive index of around 2 and high in-plane thermal conductivity of 390 W/m*K. Hence many applications within electronics and optoelectronics are envisioned for sp2-BN. However, a great hurdle is deposition of high quality epitaxial sp2-BN thin films. There are reports on growth of sp2-BN on different substrates but determining the crystalline structure of such films is challenging. This is due to the fact that the in-plane lattice constants are the same (2.504 Å) for both crystal structures as the spacing between basal planes which is around 3.333 Å. Thus, it is impossible to distinguish between c-axis oriented h-BN and r-BN thin films by using X-ray diffraction (XRD) in Bragg-Brentano geometry and requires atomic resolution investigation by cross-section transmission electron microscopy (TEM) or more advanced diffraction experiments.

We presented deposition of high quality r‑BN thin films on a‑Al2O3 and different polytypes of SiC by CVD [1,2]. Here we present a study of the nucleation, film development and crystal structure development at the early stages of sp2-BN thin films growth on (0001) a-Al2O3 with AlN buffer layer (AlN/α-Al2O3) and (0001) 6H‑SiC. In TEM we have observed formation of different crystal structures; AlN buffer layer promotes growth of h-BN to a thickness of around 4 nm after which a transition to r-BN growth occurs. On SiC , polytype pure r-BN is obtained. Formation of h-BN on AlN/α-Al2O3 was also observed using glancing incidence XRD (GI-XRD). The growth of h-BN is characteristic for the AlN/α-Al2O3 and was found to form even at a temperature of 1200 °C. For SiC substrate, r-BN was observed at the growth temperature of 1500 °C while no traces of crystalline sp2-BN formation were found below 1500 °C. The observed growth behavior is explained by the reproduction of the substrate crystal structure by the growing film. This explanation is also suitable to describe twinning of the r-BN crystal and observed suppression of twinning.

[1] M. Chubarov, H. Pedersen, H. Högberg, J. Jensen, A. Henry, Cryst. Growth Des.12 (2012) 3215

[2] M. Chubarov, H. Pedersen, H. Högberg, Zs. Czigany, A. Henry, CrystEngComm., 16 (2014) 5430)

1:50 PM B2-2-2 Functionalization Of Aluminium Nitride Thin Films And Coatings
Michel Pons, Raphael Boichot, Frederic Mercier, Elisabeth Blanquet, Sabine Lay (University of Grenoble-Alps, France); Didier Pique (Sil'tronix St, France)

The application of AlN films in optoelectronics, sensors and high temperature coatings is strongly dependent on the nano- micro-structure of the film, impurity level and defect density. AlN epitaxial thin (0.5 – 10 µm) and thick polycrystalline (> 10 µm) films were grown on different foreign substrates (steel, sapphire, silicon carbide, graphite) and single AlN crystals by Chemical Vapor Deposition (CVD), also called Hydride Vapor Phase Epitaxy (HVPE), at high temperature (800-1750 °C). In the first part, the modeling and simulation of the growth process is presented. The growth of polycrystalline or single-crystalline AlN was studied as a function of local parameters (temperature, concentrations and local supersaturation) just above the substrate, then reactor-independent. Two regions were defined by comparing experimental and numerical results. In the second part, the two-step growth process resulting from previous optimization is presented. A 170 nm AlN nucleation layer is first grown on sapphire at 1200 °C (N/Al ratio of 3) before the deposition of a thicker film at 1500 °C (N/Al ratio of 1.5). The characterization of epitaxial films, including their crystalline state, surface morphology, and inherent and thermally induced stress which inevitably lead to high defect densities and even cracking reveals that (i) there is no etching at the sapphire/AlN interface, (ii) the stress in the nucleation layer is tensile and compensated by the compressive thermal stress during the cooling down of the process. The best "quality" we have obtained with the optimized two-step process is characterized (i) by Full-Width-Half-Maximun of (0002) reflexion of XRD rocking curves (disorientation of 300 arcsec, dislocation density ~109 cm-2) (ii) by the frequency shift of E2(high) phonon mode of Raman spectra (643.9 cm-1 for the nucleation layer, 658.2 for the thick layer and 657.4 for unstressed). The resulting calculated stresses are 1.6 GPa (tensile) for the nucleation layer and -1 GPa for the final layer (compressive).

In the third part, the applications of graphite/AlN, SiC/AlN and steel/AlN stacks are briefly presented for potential nuclear and solar applications. AlN is an excellent barrier and buffer layer to avoid diffusion or oxidation of metals and carbides. The applications of sapphire/AlN templates for deep UV light emitting diodes (UV LED) and surface acoustic wave sensors (SAW) are discussed. The "quality" of the AlN layer is not sufficient to have an emission in the UV at 210 nm. However, for surface acoustic wave devices fabricated on the AlN/sapphire stack exhibit phase noise lower than -150 dc/Hz at 4.4 GHz.

2:30 PM B2-2-4 Oxidation Resistance and Mechanical Properties of Al-rich Nanolamellar Ti0.05Al0.95N Coatings Prepared by CVD
Juraj Todt (University of Leoben, Austria); Reinhard Pitonak, Arno Köpf, Ronald Weißenbacher (Böhlerit GmbH & Co. KG, Austria); Jozef Keckes (University of Leoben, Austria)

Ti1-xAlxN coatings used for high-speed cutting applications are expected to withstand high temperatures, exceeding even 1000 °C, as well as high mechanical loads, making both good oxidation resistance and high hardness a requirement. In this contribution, properties of novel Ti0.05Al0.95N coatings [1] with a self-organized lamellar nano-composite microstructure synthesized using a low-pressure CVD process will be discussed. Their unique morphology comprises alternating lamellae of soft hexagonal w-AlN and hard cubic fcc-TiN with a bi-layer period of about 13 nm, confined in grains of approximately 150 nm diameter.

Coatings grown on WC-Co substrates were oxidized for 1 h in ambient air at temperatures in the range of 700 – 1200 °C and temperature-dependent changes of microstructure, phase composition, hardness and residual stresses were examined using a variety of analytical techniques, including depth-resolved nanoindentation and depth-resolved cross-sectional X-ray nanodiffraction.

The residual stresses in the as-deposited and annealed coatings are compressive at about ‑1 GPa, which is contrary to the tensile stress state observed in most of the common CVD coatings. The presented results show excellent oxidation resistance up to 1050 °C and a comparatively high hardness of about 29 GPa that remains almost constant even after high temperature treatments. Both characteristics are explained by the unique self-organized and surprisingly stable nano-scaled microstructure of the coating.

[1] J. Keckes, R. Daniel, C. Mitterer, I. Matko, B. Sartory, A. Köpf, R. Weissenbacher, R. Pitonak (2013), Self-organized periodic soft-hard nanolamellae in polycrystalline TiAlN thin films, Thin Solid Films 545, 29-32.

2:50 PM B2-2-5 Wear Properties of CVD <001>Textured α - Al2O3 in Different Cutting Conditions in Stainless SteelL
Raluca Morjan Brenning (Sandvik Coromant, Sweden)
During the last years CVD <001> textured α-Al2O3 coatings have been developed successfully as wear resistant coatings on cemented carbide cutting tools. These coatings are now found in several commercial cutting tool products. Earlier studies have shown that the controlled growth of α-Al2O3 in the <001> crystal direction increases the wear resistance of the coated cutting tools, especially in steel turning application but also in cast iron. When cutting stainless steel, the benefits of a high <001> textured α-Al2O3 is not as obvious as when cutting steel. This work show advantages and drawbacks with a high <001> textured α-Al2O3 compared to κ-Al2O3/TiN multilayers coating by cutting stainless steel. It has for example been noted that both crater and flank wear is more pronounced on the <001> textured α-Al2O3 compared to the wear of κ-Al2O3/TiN multilayer when cutting stainless steel. The tool life criterion is reached for the textured variant after 78% of tool life of the κ-Al2O3/TiN multilayered coating. The wear mechanism, studied in detail by scanning electron microscopy (SEM) and focused ion beam (FIB-SEM) will be presented.
3:10 PM B2-2-6 Deposition of Diamond Coating on Fe-Based Substrates with Al and Al/AlN Interlayers
Xiaoyu Sun, Yuanshi Li, Lezhi Yang, Qiaoqin Yang (University of Saskatchewan, Canada)
Because of the formation of graphite at the interface and carbon diffusion into the substrate, direct deposition of adherent diamond coatings on Fe-based materials is difficult. To address the issue, Al-based interlayers including Al and Al/AlN inerlayers were firstly deposited on Fe based substrates (SS316, FeCoNi). Diamond deposition was then synthesized on the pre-coated substrates by microwave plasma chemical vapor deposition (MPCVD) in a CH4-H2 mixture. The obtained samples were characterized by X-ray diffraction (XRD), scanning electron microscopy (SEM), Raman spectroscopy, synchrotron-based X-ray photoelectron spectroscopy (XPS) and X-ray absorption spectroscopy (XAS), and indentation testing. The results show that the Al layer can effectively suppress the formation of graphite and inward diffusion of carbon and enhance diamond nucleation and growth. The dual layers of Al/AlN multilayer can enhance the adhesion of diamond coatings comparing to the single Al interlayer.
3:30 PM B2-2-7 New Type of BN, AlBN Films Prepared by Synergetic Deposition Processes using Laser and Plasma: the Nanostructures, Properties and Growth Mechanisms
Shojiro Komatsu (National Institute of Materials Science, Japan)
In this study, we utilized the effects caused by “the interaction between plasma and nano-interface of materials”. We pursued this subject from the stand point of view of materials science. The structural analyses of obtained materials by using x-ray diffraction played an important role, and which led to discoveries of new polytypes of sp3- bonded BN. In order to understand their nature in terms of inorganic chemistry, we newly introduced Komatsu diagram, in which crystallographic indices such as hexagonality, close-packing index, metastable energy, and ionicity are found to be related systematically. As to the growth mechanism of the metastable polytypic forms, we found a consistent relationship between the B-N bond lengths and preferably grown structures. This led us to find the “Bond-Strength Initiative Rule” in the CVD growth of metastable structures. Utilizing the transparency of BN in the visible light region, we were successful to fabricate a photovoltaic cell of BN/Si hetero-junction diode, which can be versatile as a very robust and durable PV cell ever. The very peculiar morphology of the BN films with micro-cones was effective for electron-field emission. By introducing rotation of the substrate against the laser, we found the growth of the BN films with hierarchically ordered structures of three stages. It was made possible by newly employing 2D-XRD mapping method using collimated x-ray beam of 0.1 mmφ. This was one of new examples of self-organization in reaction-diffusion system, into which the pulsed excimer laser introduced far-from chemical equilibrium. Ripple pattern formation extending around isolated BN cones in sub-micrometer dimension was found and interpreted as a result of the micro-optical effect of interference due to the coherent wave nature of the laser. This also experimentally supported the photochemical growth of BN in our method. All the phenomena studied here were deeply connected with the far-from chemical equilibrium states induced by the laser irradiation. Our study here revealed that the interaction of plasma and nano-interface was enhanced and made “visible” as a result of these efforts.
4:10 PM B2-2-9 Low Temperature Plasma Deposited Silicon Oxycarbide Films using Organosilicon for Polycarbonate Glazing
SungEun Lee, HyunSeok Jang, YoungChun Park (Handong Global University, Korea)

To improve the abrasion, scratch and chemical resistances of polycarbonate, which can be used as a replacement for glass, silicon oxycarbide films were deposited on it at low temperatures by using a SLAN ECR plasma. The SLAN ECR plasma source has a high plasma density and can thus rapidly deposit films with good mechanical properties at low temperatures. Before the film deposition, Ar and O2 plasma treatments were performed for 1 min each in order to improve the adhesion between the film and the polycarbonate substrate, and then the silicon oxycarbide films were deposited from gas mixtures of octamethylcyclotetrasiloxane(OMCTS), O2, and Ar gas onto polycarbonate and c-Si substrates at room temperature without heating the substrates. Pressure, gas flow rate (OMCTS, O2, Ar), and deposition time have been fixed at 10 mTorr, 10 sccm, and 5 min, respectively. The properties of deposited thin films were observed by varying the plasma power from 1.2 to 2.0 kW. The transparent silicon oxycarbide films were deposited, and the average transmittance over the visible range exceeds of 90 % for all samples regardless of the deposition conditions. The deposition rates of the films are high, more than 500 nm/min. As the plasma power increases, the deposition rate is increased. When O2 and Ar are used as the plasma gas at plasma power of 2.0kW, the maximum deposition rates are 713.2 nm/min and 1058.8 nm/min, respectively. The hardness of the films also increases as the plasma power increases. When O2 and Ar are used at plasma power of 1.7kW, the maximum hardnesses are 3.06 GPa and 2.14 GPa, respectively, but for plasma power of 2.0kW, there is a slight reduction. To evaluate the abrasion resistance of each film, the change in the haze of its abrasion surface was investigated by using a Taber abrasion tester at standard abrasion test condition (500 g weights on both sides, CS 10-F wheels, 50 rpm, 100 cycles). The average value of the haze is 0.67% at plasma power of 1.7kW, and this value is similar to a change in haze of glass, 0.69%. The films, which are deposited at plasma power of 2kW, also have the average value of the haze less than 2%. These results satisfy the abrasion condition (haze < 2%), which must be satisfied in order to use plastic instead of glass for automobile. To evaluate the adhesion of deposited films, the adhesion test was examined by ASTM D3359-02. The films were attached well to the polycarbonate even the absence of the buffer layer. As a result, the polycarbonate coating technology was successfully developed, and this technology will contribute to replace for glass in the use of construction and automobile industries.

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